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- SUPREME COURT OF THE UNITED STATES
- --------
- No. 91-740
- --------
- WALTER L. NIXON, PETITIONER v. UNITED
- STATES et al.
- on writ of certiorari to the united states court
- of appeals for the district of columbia circuit
- [January 13, 1993]
-
- Justice White, with whom Justice Blackmun joins,
- concurring in the judgment.
- Petitioner contends that the method by which the
- Senate convicted him on two articles of impeachment
- violates Art. I, 3, cl. 6 of the Constitution, which man-
- dates that the Senate -try- impeachments. The Court is
- of the view that the Constitution forbids us even to
- consider his contention. I find no such prohibition and
- would therefore reach the merits of the claim. I concur
- in the judgment because the Senate fulfilled its constitu-
- tional obligation to -try- petitioner.
-
- I
- It should be said at the outset that, as a practical
- matter, it will likely make little difference whether the
- Court's or my view controls this case. This is so because
- the Senate has very wide discretion in specifying impeach-
- ment trial procedures and because it is extremely unlikely
- that the Senate would abuse its discretion and insist on
- a procedure that could not be deemed a trial by reason-
- able judges. Even taking a wholly practical approach, I
- would prefer not to announce an unreviewable discretion
- in the Senate to ignore completely the constitutional
- direction to -try- impeachment cases. When asked at oral
- argument whether that direction would be satisfied if,
- after a House vote to impeach, the Senate, without any
- procedure whatsoever, unanimously found the accused
- guilty of being -a bad guy,- counsel for the United States
- answered that the Government's theory -leads me to
- answer that question yes.- Tr. Oral Arg. 51. Especially
- in light of this advice from the Solicitor General, I would
- not issue an invitation to the Senate to find an excuse,
- in the name of other pressing business, to be dismissive
- of its critical role in the impeachment process.
- Practicalities aside, however, since the meaning of a
- constitutional provision is at issue, my disagreement with
- the Court should be stated.
-
- II
- The majority states that the question raised in this case
- meets two of the criteria for political questions set out in
- Baker v. Carr, 369 U. S. 186 (1962). It concludes first
- that there is -`a textually demonstrable constitutional
- commitment of the issue to a coordinate political depart-
- ment.'- It also finds that the question cannot be resolved
- for -`a lack of judicially discoverable and manageable
- standards.'- Ante, at 3.
- Of course the issue in the political question doctrine is
- not whether the Constitutional text commits exclusive
- responsibility for a particular governmental function to one
- of the political branches. There are numerous instances
- of this sort of textual commitment, e.g., Art. I, 8, and it
- is not thought that disputes implicating these provisions
- are nonjusticiable. Rather, the issue is whether the
- Constitution has given one of the political branches final
- responsibility for interpreting the scope and nature of such
- a power.
- Although Baker directs the Court to search for -a
- textually demonstrable constitutional commitment- of such
- responsibility, there are few, if any, explicit and unequivo-
- cal instances in the Constitution of this sort of textual
- commitment. Conferral on Congress of the power to
- -Judge- qualifications of its members by Art. I, 5 may,
- for example, preclude judicial review of whether a prospec-
- tive member in fact meets those qualifications. See
- Powell v. McCormack, 395 U. S. 486, 548 (1969). The
- courts therefore are usually left to infer the presence of
- a political question from the text and structure of the
- Constitution. In drawing the inference that the Constitu-
- tion has committed final interpretive authority to one of
- the political branches, courts are sometimes aided by
- textual evidence that the judiciary was not meant to
- exercise judicial review - a coordinate inquiry expressed
- in Baker's -lack of judicially discoverable and manageable
- standards- criterion. See, e.g., Coleman v. Miller, 307
- U. S. 433, 452-454 (1939), where the Court refused to
- determine the life span of a proposed constitutional
- amendment given Art. V's placement of the amendment
- process with Congress and the lack of any judicial stan-
- dard for resolving the question. See also id., at 457-460
- (Black, J., concurring).
-
- A
- The majority finds a clear textual commitment in the
- Constitution's use of the word -sole- in the phrase -the
- Senate shall have the sole Power to try all impeach-
- ments.- Art. I, 3, cl. 6. It attributes -considerable
- significance- to the fact that this term appears in only one
- other passage in the Constitution. Ante, at 6. See Art.
- I, 2, cl. 5 (the House of Representatives -shall have the
- sole Power of Impeachment-). The Framers' sparing use
- of -sole- is thought to indicate that its employment in the
- Impeachment Trial Clause demonstrates a concern to give
- the Senate exclusive interpretive authority over the
- Clause.
- In disagreeing with the Court, I note that the Solicitor
- General stated at oral argument that -[w]e don't rest our
- submission on sole power to try.- Tr. Oral Arg. 32; see
- also id., at 51. The Government was well advised in this
- respect. The significance of the Constitution's use of the
- term -sole- lies not in the infrequency with which the
- term appears, but in the fact that it appears exactly
- twice, in parallel provisions concerning impeachment.
- That the word -sole- is found only in the House and
- Senate Impeachment Clauses demonstrates that its
- purpose is to emphasize the distinct role of each in the
- impeachment process. As the majority notes, the Framers,
- following English practice, were very much concerned to
- separate the prosecutorial from the adjudicative aspects
- of impeachment. Ante, at 11 (citing The Federalist No.
- 66, p. 446 (J. Cooke ed. 1961)). Giving each House -sole-
- power with respect to its role in impeachments effected
- this division of labor. While the majority is thus right to
- interpret the term -sole- to indicate that the Senate ought
- to -`functio[n] independently and without assistance or
- interference,'- ante, at 6, it wrongly identifies the judici-
- ary, rather than the House, as the source of potential
- interference with which the Framers were concerned when
- they employed the term -sole.-
- Even if the Impeachment Trial Clause is read without
- regard to its companion clause, the Court's willingness to
- abandon its obligation to review the constitutionality of
- legislative acts merely on the strength of the word -sole-
- is perplexing. Consider, by comparison, the treatment of
- Art. I, 1, which grants -All legislative powers- to the
- House and Senate. As used in that context -all- is nearly
- synonymous with -sole- - both connote entire and exclu-
- sive authority. Yet the Court has never thought it would
- unduly interfere with the operation of the Legislative
- Branch to entertain difficult and important questions as
- to the extent of the legislative power. Quite the opposite,
- we have stated that the proper interpretation of the
- Clause falls within the province of the judiciary. Address-
- ing the constitutionality of the legislative veto, for exam-
- ple, the Court found it necessary and proper to interpret
- Art. I, 1 as one of the -[e]xplicit and unambiguous
- provisions of the Constitution [that] prescribe and define
- the respective functions of the Congress and of the
- Executive in the legislative process.- INS v. Chadha, 462
- U. S. 919, 945 (1983).
- The majority also claims support in the history and
- early interpretations of the Impeachment Clauses, noting
- the various arguments in support of the current system
- made at the Constitutional Convention and expressed
- powerfully by Hamilton in The Federalist Nos. 65 and 66.
- In light of these materials there can be little doubt that
- the Framers came to the view at the Convention that the
- trial of officials' public misdeeds should be conducted by
- representatives of the people; that the fledgling judiciary
- lacked the wherewithal to adjudicate political intrigues;
- that the judiciary ought not to try both impeachments and
- subsequent criminal cases emanating from them; and that
- the impeachment power must reside in the Legislative
- Branch to provide a check on the largely unaccountable
- judiciary.
- The majority's review of the historical record thus
- explains why the power to try impeachments properly
- resides with the Senate. It does not explain, however, the
- sweeping statement that the judiciary was -not chosen to
- have any role in impeachments.- Ante, at 9. Not a
- single word in the historical materials cited by the major-
- ity addresses judicial review of the Impeachment Trial
- Clause. And a glance at the arguments surrounding the
- Impeachment Clauses negates the majority's attempt to
- infer nonjusticiability from the Framers' arguments in
- support of the Senate's power to try impeachments.
- What the relevant history mainly reveals is deep
- ambivalence among many of the Framers over the very
- institution of impeachment, which, by its nature, is not
- easily reconciled with our system of checks and balances.
- As they clearly recognized, the branch of the Federal
- Government which is possessed of the authority to try
- impeachments, by having final say over the membership
- of each branch, holds a potentially unanswerable power
- over the others. In addition, that branch, insofar as it is
- called upon to try not only members of other branches,
- but also its own, will have the advantage of being the
- judge of its own members' causes.
- It is no surprise, then, that the question of impeach-
- ment greatly vexed the Framers. The pages of the
- Convention debates reveal diverse plans for resolving this
- exceedingly difficult issue. See P. Hoffer & N. Hull,
- Impeachment in America, 1635-1805, pp. 97-106 (1984)
- (discussing various proposals). Both before and during the
- convention, Madison maintained that the judiciary ought
- to try impeachments. Id., at 74, 98, 100. Shortly
- thereafter, however, he devised a quite complicated
- scheme that involved the participation of each branch.
- Id., at 74-75. Jefferson likewise had attempted to develop
- an interbranch system for impeachment trials in Virginia.
- Id., at 71-72. Even Hamilton's eloquent defense of the
- scheme adopted by the Constitution was based on a
- pragmatic decision to further the cause of ratification
- rather than a strong belief in the superiority of a scheme
- vesting the Senate with the sole power to try impeach-
- ments. While at the Convention, Hamilton advocated that
- impeachment trials be conducted by a court made up of
- state court judges. 1 Records of the Federal Convention
- of 1787, pp. 292-293 (M. Farrand ed. 1966). Four months
- after publishing the Federalist Nos. 65 and 66, however,
- he urged the New York Ratifying Convention to amend
- the Clause he had so ably defended to have the Senate,
- the Supreme Court, and judges from each state jointly try
- impeachments. 5 The Papers of Alexander Hamilton
- 167-168 (H. Syrett ed. 1962).
- The historical evidence reveals above all else that the
- Framers were deeply concerned about placing in any
- branch the -awful discretion, which a court of impeach-
- ments must necessarily have.- The Federalist No. 65,
- p. 441 (J. Cooke ed. 1961). Viewed against this history,
- the discord between the majority's position and the basic
- principles of checks and balances underlying the Constitu-
- tion's separation of powers is clear. In essence, the
- majority suggests that the Framers' conferred upon
- Congress a potential tool of legislative dominance yet at
- the same time rendered Congress' exercise of that power
- one of the very few areas of legislative authority immune
- from any judicial review. While the majority rejects
- petitioner's justiciability argument as espousing a view
- -inconsistent with the Framers' insistence that our system
- be one of checks and balances,- ante, at 10, it is the
- Court's finding of nonjusticiability that truly upsets the
- Framers' careful design. In a truly balanced system,
- impeachments tried by the Senate would serve as a means
- of controlling the largely unaccountable judiciary, even as
- judicial review would ensure that the Senate adhered to
- a minimal set of procedural standards in conducting
- impeachment trials.
-
- B
- The majority also contends that the term -try- does not
- present a judicially manageable standard. It notes that
- in 1787, as today, the word -try- may refer to an inquiry
- in the nature of a judicial proceeding, or, more generally,
- to experimentation or investigation. In light of the term's
- multiple senses, the Court finds itself unable to conclude
- that the Framers used the word -try- as -an implied
- limitation on the method by which the Senate might
- proceed in trying impeachments.- Ante, at 5. Also
- according to the majority, comparison to the other more
- specific requirements listed in the Impeachment Trial
- Clause - that the senators must proceed under oath and
- vote by two-thirds to convict, and that the Chief Justice
- must preside over an impeachment trial of the President
- - indicates that the word -try- was not meant by the
- Framers to constitute a limitation on the Senate's conduct
- and further reveals the term's unmanageability.
- It is apparently on this basis that the majority distin-
- guishes Powell v. McCormack, 395 U. S. 486 (1969). In
- Powell, the House of Representatives argued that the
- grant to Congress of the power to -Judge- the qualifica-
- tions of its members in Art. I, 5 precluded the Court
- from reviewing the House's decision that Powell was not
- fit for membership. We held to the contrary, noting that,
- although the Constitution leaves the power to -Judge- in
- the hands of Congress, it also enumerates, in Art. I, 2,
- the -qualifications- whose presence or absence Congress
- must adjudge. It is precisely the business of the courts,
- we concluded, to determine the nature and extent of these
- constitutionally-specified qualifications. Id., at 522. The
- majority finds this case different from Powell only on the
- grounds that, whereas the qualifications of Art. I, 2 are
- readily susceptible to judicial interpretation, the term -try-
- does not provide an -identifiable textual limit on the
- authority which is committed to the Senate.- Ante, at 14.
- This argument comes in two variants. The first, which
- asserts that one simply cannot ascertain the sense of -try-
- which the Framers employed and hence cannot undertake
- judicial review, is clearly untenable. To begin with, one
- would intuitively expect that, in defining the power of a
- political body to conduct an inquiry into official wrong-
- doing, the Framers used -try- in its legal sense. That
- intuition is borne out by reflection on the alternatives.
- The third clause of Art. I, 3 cannot seriously be read to
- mean that the Senate shall -attempt- or -experiment with-
- impeachments. It is equally implausible to say that the
- Senate is charged with -investigating- impeachments given
- that this description would substantially overlap with the
- House of Representatives' -sole- power to draw up articles
- of impeachment. Art. I, 2, cl. 5. That these alternatives
- are not realistic possibilities is finally evidenced by the
- use of -tried- in the third sentence of the Impeachment
- Trial Clause (-[w]hen the President of the United States
- is tried . . .-), and by Art. III, 2, cl. 3 (-[t]he Trial of all
- Crimes, except in Cases of Impeachment . . .-).
- The other variant of the majority position focuses not
- on which sense of -try- is employed in the Impeachment
- Trial Clause, but on whether the legal sense of that term
- creates a judicially manageable standard. The majority
- concludes that the term provides no -identifiable textual
- limit.- Yet, as the Government itself conceded at oral
- argument, the term -try- is hardly so elusive as the
- majority would have it. See Tr. of Oral Arg. 51-52.
- Were the Senate, for example, to adopt the practice of
- automatically entering a judgment of conviction whenever
- articles of impeachment were delivered from the House,
- it is quite clear that the Senate will have failed to -try-
- impeachments. See, id., at 52. Indeed in this respect,
- -try- presents no greater, and perhaps fewer, interpretive
- difficulties than some other constitutional standards that
- have been found amenable to familiar techniques of
- judicial construction, including, for example, -Commerce
- . . . among the several States,- Art. I, 8, cl. 3, and -due
- process of law.- Amdt. 5; see Gibbons v. Ogden, 9 Wheat.
- 1, 189 (1824) (-The subject to be regulated is commerce;
- and our constitution being . . . one of enumeration, and
- not of definition, to ascertain the extent of the power, it
- becomes necessary to settle the meaning of the word-);
- Mathews v. Eldridge, 424 U. S. 319, 334 (1976) (-`-[D]ue
- process,- unlike some legal rules, is not a technical
- conception with a fixed content unrelated to time, place
- and circumstances'-) (quoting Cafeteria Workers v.
- McElroy, 367 U. S. 886, 895 (1961)).
-
- III
- The majority's conclusion that -try- is incapable of
- meaningful judicial construction is not without irony. One
- might think that if any class of concepts would fall within
- the definitional abilities of the judiciary, it would be that
- class having to do with procedural justice. Examination
- of the remaining question - whether proceedings in
- accordance with Senate Rule XI are compatible with the
- Impeachment Trial Clause - confirms this intuition.
- Petitioner bears the rather substantial burden of demon-
- strating that, simply by employing the word -try,- the
- Constitution prohibits the Senate from relying on a fact-
- finding committee. It is clear that the Framers were
- familiar with English impeachment practice and with that
- of the States employing a variant of the English model at
- the time of the Constitutional Convention. Hence there
- is little doubt that the term -try- as used in Art. I, 3, cl.
- 6 meant that the Senate should conduct its proceedings
- in a manner somewhat resembling a judicial proceeding.
- Indeed, it is safe to assume that Senate trials were to
- follow the practice in England and the States, which
- contemplated a formal hearing on the charges, at which
- the accused would be represented by counsel, evidence
- would be presented, and the accused would have the
- opportunity to be heard.
- Petitioner argues, however, that because committees
- were not used in state impeachment trials prior to the
- Convention, the word -try- cannot be interpreted to permit
- their use. It is, however, a substantial leap to infer from
- the absence of a particular device of parliamentary pro-
- cedure that its use has been forever barred by the Consti-
- tution. And there is textual and historical evidence that
- undermines the inference sought to be drawn in this case.
- The fact that Art. III, 2, cl. 3 specifically exempts
- impeachment trials from the jury requirement provides
- some evidence that the Framers were anxious not to have
- additional specific procedural requirements read into the
- term -try.- Contemporaneous commentary further sup-
- ports this view. Hamilton, for example, stressed that a
- trial by so large a body as the Senate (which at the time
- promised to boast 26 members) necessitated that the
- proceedings not -be tied down to . . . strict rules, either
- in the delineation of the offence by the prosecutors, or in
- the construction of it by the Judges . . . .- The Federalist
- No. 65, p. 441 (J. Cooke ed. 1961). In his extensive
- analysis of the Impeachment Trial Clause, Justice Story
- offered a nearly identical analysis, which is worth quoting
- at length.
- -[I]t is obvious, that the strictness of the forms of
- proceeding in cases of offences at common law is ill
- adapted to impeachments. The very habits growing
- out of judicial employments; the rigid manner, in
- which the discretion of judges is limited, and fenced
- in on all sides, in order to protect persons accused of
- crimes by rules and precedents; and the adherence to
- technical principles, which, perhaps, distinguishes this
- branch of the law, more than any other, are all ill
- adapted to the trial of political offences, in the broad
- course of impeachments. And it has been observed
- with great propriety, that a tribunal of a liberal and
- comprehensive character, confined, as little as possi-
- ble, to strict forms, enabled to continue its session as
- long as the nature of the law may require, qualified
- to view the charge in all its bearings and dependen-
- cies, and to appropriate on sound principles of public
- policy the defence of the accused, seems indispensable
- to the value of the trial. The history of impeach-
- ments, both in England and America, justifies the
- remark. There is little technical in the mode of
- proceeding; the charges are sufficiently clear, and yet
- in a general form; there are few exceptions, which
- arise in the application of the evidence, which grow
- out of mere technical rules and quibbles. And it has
- repeatedly been seen, that the functions have been
- better understood, and more liberally and justly
- expounded by statesmen, then by mere lawyers.- 1
- J. Story, Commentaries on the Constitution of the
- United States 765, p. 532 (3d ed. 1858).
- It is also noteworthy that the delegation of fact-finding
- by judicial and quasi-judicial bodies was hardly unknown
- to the Framers. Jefferson, at least, was aware that the
- House of Lords sometimes delegated fact-finding in
- impeachment trials to committees and recommended use
- of the same to the Senate. T. Jefferson, A Manual of
- Parliamentary Practice for the Use of the Senate of the
- United States LIII (2d ed. 1812) (-The practice is to
- swear the witnesses in open House, and then examine
- them there: or a committee may be named, who shall
- examine them in committee . . .-), reprinted in Jefferson's
- Parliamentary Writings, The Papers of Thomas Jefferson,
- Second Series 424 (W. Howell ed. 1988). The States also
- had on occasion employed legislative committees to
- investigate whether to draw up articles of impeachment.
- See Hoffer & Hull, at 29, 33. More generally, in colonial
- governments and state legislatures, contemnors appeared
- before committees to answer the charges against them.
- See Groppi v. Leslie, 404 U. S. 496, 501 (1972). Federal
- courts likewise had appointed special masters and other
- fact finders -[f]rom the commencement of our Govern-
- ment.- Ex parte Peterson, 253 U. S. 300, 312 (1920).
- Particularly in light of the Constitution's grant to each
- House of the power to -determine the Rules of its Proceed-
- ings,- see Art. I, 5, cl. 2, the existence of legislative and
- judicial delegation strongly suggests that the Impeachment
- Trial Clause was not designed to prevent employment of
- a factfinding committee.
- In short, textual and historical evidence reveals that the
- Impeachment Trial Clause was not meant to bind the
- hands of the Senate beyond establishing a set of minimal
- procedures. Without identifying the exact contours of
- these procedures, it is sufficient to say that the Senate's
- use of a factfinding committee under Rule XI is entirely
- compatible with the Constitution's command that the
- Senate -try all impeachments.- Petitioner's challenge to
- his conviction must therefore fail.
-
- IV
- Petitioner has not asked the Court to conduct his
- impeachment trial; he has asked instead that it determine
- whether his impeachment was tried by the Senate. The
- majority refuses to reach this determination out of a laud-
- able desire to respect the authority of the legislature.
- Regrettably, this concern is manifested in a manner that
- does needless violence to the Constitution. The deference
- that is owed can be found in the Constitution itself, which
- provides the Senate ample discretion to determine how
- best to try impeachments.
-